Job Title: Conduct Compliance Executive (12-18 months FTC) About us At Mercedes-Benz Financial Services (MBFS), our employees are at the heart of our business. Our colleagues provide a range of financial solutions designed around the changing needs of our diverse customers. We support you for being you.
At MBFS, we are committed to being a Menopause Friendly Employer, offering wellbeing support options and resources.
How you'll play your part In this role, you will act as a primary point of contact between MBFS' Business Compliance (second line of defence) and MBFS' wider business. The primary purpose of the role is to manage regulatory and conduct compliance risks by:
Identifying forthcoming changes to the regulatory framework relevant to MBFS.Ensuring compliance risks are identified, mitigated, remediated and reported on.Providing subject matter expert advice and guidance on all matters relating to regulatory and compliance risk.Co-ordinating the completion of regulatory and other returns and information requests across the business as requested by the Financial Conduct Authority (FCA).Driving engagement on regulatory compliance and conduct culture at all levels including MBFS' Senior Leadership Team.Main Accountabilities Regulatory advice and support:
Provide specialist regulatory and compliance advice and promote a compliance culture throughout the business.Manage regulatory risk by cultivating and maintaining key relationships to enable the provision of appropriate advice on relevant regulations.Monitoring and review:
Assist in the design and implementation of the Compliance Monitoring plan.Conduct compliance monitoring reviews in line with the Compliance Monitoring Review framework.Ongoing process and policy review:
Assist in the periodic review of MBFS policies and procedures.Horizon scanning and regulatory change:
Contribute to a monthly legal and regulatory update to the wider MBFS business.Regulatory and internal reporting:
Manage all regular reporting requests from the FCA.Senior Managers & Certification Regime:
Contribute to the maintenance of a compliant SM&CR framework.About you Strong working knowledge of FCA principles and guidance.Capacity for collaborative multi-departmental working.Excellent communication skills.What's in it for you? We'll offer you a competitive salary and discretionary bonus structure, access to our colleague car schemes, a pension scheme, and a flexible benefit pot.
We support your development with necessary training and knowledge.
What's next? When you apply, you'll complete a short online application and include your current CV. We're here to support you throughout the recruitment process.
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