Welcoming, collaborative and having the opportunity to make an impact - is how our employees describe working here. Galileo is a financial technology company that provides innovative and revolutionary software products and services that power some of the world's largest Fintechs. We are the only payments innovator that applies tech and engineering capabilities to empower Fintechs and financial institutions to unleash their full creativity to achieve their most inspired goals. Galileo leads its industry with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs to accelerate the success of all payments companies and solve tomorrow's payments challenges today. We hire energetic and creative employees while providing them the opportunity to excel in their careers and make a difference for our clients.
The role: The Sarbanes-Oxley (SOX) Program Management Office (PMO) and Testing Group at SoFi, is part of the Controllership and is responsible for ensuring the company has the necessary internal control and assessment elements in place to meet the USA's SEC SOX requirements. The SOX Function is split between the PMO and Testing functions. The PMO facilitates risk assessment and scoping to determine project scope of each reporting year. The separate SOX Testing team facilitates all SOX management assessments for SoFi and its subsidiaries. We prepare the internal control assessment plan and accompanying timelines, inclusive of scheduling and conducting process walkthroughs for each process with process/control owners. From the walkthroughs, we oversee/execute the updating of control descriptions and process flowcharts. Our team reviews current and prior-year control deficiencies in order to determine the remediation status. Associated with deficiencies, we prepare control deficiency reports and monitor/follow-up on remediation efforts. We meet with external auditors as necessary to provide status updates and remediation efforts of ongoing work.
Responsibilities: Execute assessments and review of control design and operating effectiveness testing, as well as remediation testing where applicable. There are no PMO responsibilities in this role. This is a testing role only as an individual contributor. The manager leveling is for the level of expertise needed.Ensuring that any identified deficiencies, as well as other key observations/recommendations, are documented and raised with the SOX PMO and Management as appropriate.Act as subject matter expert in the SOX testing area.Build and maintain ongoing relationships with the various lines of business included in the company's SOX process.Adhere to and comply with all applicable federal, state laws, regulations, and guidance; company policies and procedures; and complete required training.Work directly with SoFi's external auditors to maximize reliance on the SOX PMO's work and be a key contact for the external auditors related to BP SOX testing matters.Support other assignments and ad hoc matters as required.What you'll need: Bachelor's Degree in Accounting, Administration, or related field.6+ years or more of BP SOX testing-related experience.In-depth knowledge focused on Business SOX, ICFR, COSO Framework, and baseline understanding of IT controls.Practical and deep knowledge of US GAAP, SOX and COSO.Proficiency in performing and detail reviewing of BP and expertise in report testing.Driven by Excellence.High Integrity - reject manipulation, dishonesty and intolerance.Critical thinking, analytical and strategic skills.Ability to independently navigate within an ambiguous environment.Organized, detailed, proactive, and self-motivated.Strong teamwork and communication skills (both oral and written) and ability to ensure cross-functional alignment.Adaptability to change.Ability to prioritize workloads and ensure deadlines are consistently met.Strong project management skills and organizing ability with successful experience in concurrently managing multiple projects at varying levels of technical difficulty.Proficiency and fluency in oral and written English and Spanish.You are an avid supporter of SoFi and Galileo and understand our business model and values.Nice to have: Big 4 Accounting Firm experience is strongly preferred.CPA and CIA/CISA or equivalent required.FinTech, banking and/or financial services experience primarily focused on BP SOX or IT enterprise-wide risk management and ICFR controls consulting.
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