AML/KYC Compliance Coordinator (Anti-Money Laundering / Know your Client)DescriptionThe AML/KYC Compliance Coordinator will undertake detailed analytical research of clients and parties on a global basis to provide efficient and effective Client Due Diligence (CDD) services to Firm Partners and local offices in new and existing client registrations and matters.
The role holder will utilize knowledge and experience of Know Your Customer (KYC) and Anti-Money Laundering (AML) and Sanctions screening activities to carry out risk-based reviews and make decisions to support timely client onboarding and matter processing, ensuring compliance with ethical, legal, and regulatory requirements. They will also review and disposition alerts generated through screening of clients and parties; conduct beneficial ownership investigations, and undertake periodic reviews of existing client profiles.
Responsibilities: Undertake day-to-day compliance activities in line with AML obligationsProvide all aspects of support to the Firm, its Partners, and offices about the AML/KYC function within New Business Intake (NBI)Diligently review and assess the AML and reputational risks associated with all new client and matter requests submitted via the Firm's intake system (Intapp) to perform KYC/CDDConduct independent verification of client due diligence information using additional research methodsMake sound and educated decisions regarding the existence and validity of possible AML, Sanctions, or reputational concerns and complete subsequent follow-up activitiesConduct thorough beneficial ownership investigations to provide results to local offices and ensure compliance with Firm policies and proceduresThoroughly document research and analysis completed on clients and/or matters in a manner suitable for review by internal and external stakeholders e.g. Regulators, Audit, Risk, and ComplianceProvide results of screening and client due diligence undertaken to offices at agreed frequencies and work to address any CDD concernsPeriodically evaluate existing client profiles to keep client files up-to-dateConduct enhanced due diligence and monitoring of higher-risk relationshipsReview results of ongoing screening and monitoring activities to determine if further action or escalation is required, clearly documenting results and decisions madeOperate within agreed SLAs and confidentiality standardsBuild trusted relationships with key internal stakeholders; Partners, Fee Earners, PAs, local AML/Compliance ManagersSupport internal testing and audit requirementsAssist with any other AML Compliance-related matters or projects as identified and assigned by the AML Compliance ManagerAssist with developing training materials, team standards, presentations, and courses on AML compliance awarenessEngage and collaborate with team members through the presentation of ideas and recommendations regarding best practice, continuous improvement, departmental processes, policies, and proceduresSkills and Experience: Bachelor's degree required (2:1 or above preferred)Strong understanding of AML/CTF requirements and financial crime risks associated with the range of services in the legal industryStrong analytical and research skillsExperience with AML/KYC/Due Diligence processes and systemsExperience with AML monitoring and screeningAbility to manage processes efficiently, with accuracy and attention to detailExcellent communication skills, written and verbalTeam player adaptable to a fast-paced and changing environmentGood planning, time management, and prioritization skillsAbility to work independently and also to liaise with other departmentsMust have good knowledge of Microsoft Office applications and other productivity tools (Intapp knowledge is an advantage)Flexibility to work a reasonable shifting schedule is requiredExceptional problem-solving, critical thinking, and analytical skillsAbility to contribute ideas for process improvements and adapt easily to procedural changesPositivity and the adoption of a solution-based approach in all aspects of work
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